Episode 30: CTA, Part Deux Tokens Of Wisdom podcast

10M ago 7:43

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A couple months ago, I did an episode discussing the Corporate Transparency and concluded that, while it’s annoying and kinda stinks, it’s not that big of a deal.

Well, we’re now a couple weeks into the reign of the CTA and I’m back to tell you….I was wrong (kinda).

Key Points From This Episode:

Why CTA compliance might be annoying for your typical fund manager.
Examples of the kinds of CTA amendments that might be necessary on an ongoing basis.
Multiple analogies of questionable effectiveness.

Disclaimer:

This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/

Links Mentioned in Today’s Episode:

Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/

Cole-Frieman & Mallon LLP - https://colefrieman.com/

Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg

For any questions or comments, email: tow@colefrieman.com

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